2024-9-12 18:43 |
A second company, tZero Group Inc., said it's achieved status as a fully registered U.S. broker dealer under a rule allowing for crypto firms to join those ranks, following a path previously blazed by Prometheum Inc. origin »
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SEC sues Consensys for the services provided on Metamask, a popular Ethereum wallet The commission also claimed that the blockchain developer acted as an unregistered broker dealer for selling The post Lido DAO (LDO) dips after SEC goes after Consensys for Metamask services appeared first on AMBCrypto.
2024-6-28 21:51 | |
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The US Securities and Exchange Commission (SEC) has sued Consensys. SEC filed its lawsuit against the company on Friday, alleging unregistered broker dealer and offer of unregistered securities. The US Securities and Exchange Commission (SEC) has sued Consensys, the Ethereum developer and software provider.
2024-6-29 20:46 | |
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Dubai’s Virtual Asset Regulatory Authority (VARA) has awarded an Operational VASP Licence for VA Broker Dealer services to GC Exchange FZE (GCEX), a member of the GCEX Group. Brokers, hedge funds, family offices, and professional traders can now access GCEX’s deep liquidity in digital assets and array of technology solutions as a Virtual Asset Service […]
2023-11-23 19:42 | |
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Singapore, Singapore, November 22nd, 2023, Chainwire GC Exchange FZE (GCEX), part of the GCEX Group, has been granted an Operational VASP Licence for VA Broker Dealer services from Dubai’s Virtual Asset Regulatory Authority (VARA).
2023-11-22 17:05 | |
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The U. S. Securities and Exchange Commission (SEC) said on Nov. 20 that it has filed charges against the cryptocurrency exchange Kraken. The regulator accused Kraken of operating an unregistered securities exchange, broker, dealer, and clearing agency.
2023-11-21 02:45 | |
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The SEC alleged Kraken operated as an unregistered exchange, broker, dealer and clearing agency, adding that it commingled customer assets with its own.
2023-11-21 01:45 | |
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Crypto exchange Kraken commingled customer and corporate funds while operating as an unregistered broker, clearing agency and dealer, the U.S. Securities and Exchange Commission (SEC) alleged in a new lawsuit Monday.
2023-11-21 01:41 | |
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The license allows WadzPay to begin preparing to provide virtual asset services and activities under the VASP License for Transfer and Settlement and Broker/Dealer activities.
2023-11-3 16:36 | |
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The suit also accused Coinbase of failing to register as a broker dealer.
2023-2-2 22:04 | |
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Grayscale Investments, the digital assets investment firm behind the Grayscale Bitcoin Trust (OTCMKTS: GBTC), has unveiled a new broker dealer unit that will henceforth create and issue shares of its flagship crypto trust to investors.
2022-10-4 20:23 | |
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After masterminding crowdfunding success for many high growth private company issuers recently, innovative broker dealer Rialto Markets is stepping out with its own Regulation CF...
2021-12-10 09:24 | |
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There’s truly never a dull moment in DeFi. Reports have emerged this week that interest-yielding platform Nexo is pursuing an acquisition of an SEC licensed broker dealer with the intent to offer a “modified version” of the company’s products.
2021-9-24 00:09 | |
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Overstock’s blockchain arm tZERO aims to launch a broker dealer service in the United States by the second quarter of 2020.
2020-5-5 09:58 | |
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The first blockchain-based settlement of US equities was claimed by Paxos, the New York-regulated cryptocurrency startup, Instinet, the broker dealer owned by Nomura, and Credit Suisse. The announcement that the Paxos Settlement Service is live has been made on Wednesday.
2020-2-21 23:29 | |
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Overstock’s blockchain arm tZERO expects to roll out a digital assets broker dealer, tZERO Markets, in the first half of 2020
2020-2-1 16:28 | |
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BnkToTheFuture invested in a SEC-registered broker dealer to enable U.S. investors participate in security token offerings.
2019-11-12 00:00 | |
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Бывший исполнительный директор Bitcoin Foundation Брюс Фентон запустил брокер-дилера Watchdog Capital в США. Компания считает биткоин деньгами и уважает ценности шифропанков. Today we launch Watchdog Capital, an SEC registered broker dealer and member of FINRA.
2019-10-31 20:40 | |
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Harbor square Investments was officially designated a broker/dealer by FINRA. This approval comes after a meticulous process that took months to arrive at a conclusion. They tend to deploy deep experience, leading technology and intensive market intelligence to function the primary line of oversight for the brokerage trade – all at no cost to taxpayers. […]
2019-9-30 16:02 | |
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Two Swiss startups received broker dealer licenses as FINMA hardens its AML requirements.
2019-8-27 18:40 | |
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Bitcoin Suisse, the Switzerland-based cryptocurrency broker, has taken the first steps to becoming a bonafide bank, the company has revealed. Bitcoin Suisse Applies For Banking, Securities License In a press release issued on July 16, Bitcoin Suisse, which already offers various crypto-focused financial services, also committed to using the Swiss regulatory system for its future expansion.
2019-7-19 19:00 | |
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Despite not needing to, crypto broker Bitcoin Suisse has applied for a banking license and security dealer's license with the Swiss Financial Markets Supervision Authority, anticipating that the "maturing" regulatory environment will soon require the firm to hold both licenses.
2019-7-18 23:56 | |
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CryptoNinjas - Bitcoin, Cryptocurrency & Blockchain Asset SourceTritaurian Capital, a FINRA registered investment bank providing specialized private placement financing and mergers and acquisitions advisory, has announced that it believes it has become the first non-ATS U.
2019-7-13 19:56 | |
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Being established and headed up by the well known Winklevoss twins – Gemini is gearing up to apply for its own license to operate as a broker and dealer from the United States' Financial Industry Regulatory Authority (FINRA), according to news sources this week.
2019-7-3 00:28 | |
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San-Francisco, May 27, 2019. LiquiTrade Ltd. signed the agreement with a Monarch Subsidiary Broker Dealer they purchased (awaiting FINRA/SEC approval), aimed at providing accredited US investors with the ability to buy and sell eligible digital assets.
2019-5-28 16:27 | |
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CryptoNinjas SigOne Capital, an institutional grade over the counter (OTC) broker for trading crypto assets, today announced a partnership with DV Chain, an affiliate company of proprietary trading organization DV Trading and IIROC Dealer Independent Trading Group.
2019-4-17 20:33 | |
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On November 16, 2018, the U. S. Securities and Exchange Commission (SEC) issued a public statement clarifying its intent to regulate activities involving the issuance and trading of digital assets.
2018-11-21 01:44 | |
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Coinbase has secured approval from New York state regulators to act “as a limited purpose trust company” in the state, a press release reveals. According to the release, the New York Department of Financial Services (DFS) has officially signed off on an application for the Coinbase Custody Trust Company, a subsidiary of Coinbase Global, Inc.
2018-10-24 00:55 | |
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In what seems like the first coordinated strike from government agencies, the U. S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the Federal Bureau of Investigation (FBI) have taken action against a securities broker for violating federal laws in connection with security-based swaps funded by bitcoin.
2018-9-29 22:29 | |
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SFOX, a San Francisco-based cryptocurrency prime broker, has successfully closed a $22. 7 million funding round to build an institutional-grade asset management platform for the industry’s largest investors.
2018-8-18 02:00 | |
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In an update to Monday’s story in which leading U.S. exchange, Coinbase Inc., claimed to have received SEC and FINRA approval to go forward with three acquisitions that would effectively allow the exchange to act as a broker dealer for digital coins deemed securities, the San Francisco-based company is now claiming that it received no… The post Coinbase Exchange Retracts SEC Approval Announcement, Claims It Never Needed Approval for Acquisitions appeared first on UNHASHED.
2018-7-19 21:26 | |
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Crypto exchange and wallet Coinbase has retracted its previous statement that it received approval from the U. S. Securities and Exchange Commission (SEC) to trade in securities, Bloomberg reports July 18.
2018-7-18 16:19 | |
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Coinbase reverses stance, reports they did not actually obtain SEC approval to operate as a broker dealer
2018-7-18 13:27 | |
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The co-founder of Irish Bitcoin (BTC) broker Eircoin accused the Banking and Payments Federation of Ireland (BPFI) of discriminating against crypto-related accounts, The Irish Times reports June 21. Dave Fleming blamed the BPFI for, “seeking to muddy the waters with insinuations of dirty money.
2018-6-22 08:55 | |
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Uyeda said the U.S. agency can work with crypto firms to figure out how to differentiate S-1 forms for digital assets.
KuCoin has paid a fine of $41,000 and Binance's financial penalty is still to be determined after a hearing with India's FIU.
Coinbase's expansion into Canada has cleared the hurdle of a "restricted dealer" registration, the company said on Thursday, making it the biggest registered crypto exchange in that jurisdiction.
U.S. Securities and Exchange Commission Chairman Gary Gensler used a speech on the "public good" of securities disclosures on Friday to point specifically at the crypto industry as a problem area.
The exchange said it plans to use the license to offer e-money products in the U.K.
Mudrex successfully registered with Italy's Organismo Agenti e Mediatori (OAM), a mandatory step for crypto firms, on Sept. 1, according to the CEO.