Broker-dealer - Свежие новости [ Фото в новостях ] | |
GSR Executes Purchase Agreement to Acquire FINRA-Registered Broker-Dealer Equilibrium Capital Services
New York, United States, 2nd October 2025, Chainwire дальше »
2025-10-2 16:38 | |
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Ondo Finance to acquire SEC-regulated broker-dealer Oasis Pro
Ondo Finance, the blockchain platform focused on institutional-grade finance, has announced the acquisition of Oasis Pro, a regulated broker-dealer platform. In a statement on July 4, 2025, Ondo Finance (ONDO) confirmed that acquiring Oasis Pro, which is regulated by the… дальше »
2025-7-4 18:04 | |
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Hidden Road secures broker-dealer license days after $1.25B Ripple acquisition
Hidden Road has received regulatory approval to operate as a broker-dealer, just days after being acquired by Ripple. As initially reported by Bloomberg, Hidden Road — a non-bank brokerage firm that was recently acquired by Ripple (XRP) — has obtained… дальше »
2025-4-18 15:06 | |
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Ripple’s Hidden Road Wins FINRA Approval: What It Means for XRP’s Future
Ripple's acquisition of Hidden Road and its FINRA broker-dealer license are seen as strategic moves to expand Ripple's infrastructure and prime brokerage services, signaling future growth potential for XRP. дальше »
2025-4-18 08:52 | |
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Bitpanda secures a broker-dealer license in Dubai
Bitpanda has secured a Broker-Dealer licence from the Dubai Virtual Assets Regulatory Authority, marking its first fully licensed expansion outside Europe. The approval enables Bitpanda to offer its digital asset platform to investors in the UAE, giving access to more… дальше »
2025-3-28 16:35 | |
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SEC drops appeal against ruling that blocked controversial crypto broker-dealer rule
The United States Securities and Exchange Commission has voluntarily withdrawn its appeal against a Texas federal court ruling that struck down its broker-dealer rule that sought to expand the agency’s oversight. дальше »
2025-2-20 11:14 | |
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Plus Wallet Promotes Unlimited Passive Income, As Binance Gains Brazil License & Phantom Wallet Airdrop Speculations Surge
Recently, Binance marked a significant achievement by securing approval from Brazil’s Central Bank to acquire the licensed broker-dealer Sim;paul. This makes Binance the first crypto exchange in Brazil to attain this license, a key step in cryptocurrency’s increasing global integration. дальше »
2025-2-18 19:00 | |
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Robinhood hit with $45m SEC settlement over securities violations
Robinhood has agreed to a $45 million settlement with the United States Securities and Exchange Commission after its broker-dealer entities were found to have violated multiple securities laws. An SEC order made public on Jan. 13 claims that Robinhood Securities… дальше »
2025-1-14 10:43 | |
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Brazilian Market Welcomes Binance As First Licensed Crypto Broker
The world’s largest cryptocurrency exchange secured regulatory authorization from the Brazilian government to buy the country’s licensed broker-dealer Sim;paul, allowing Binance to penetrate the crypto market of the South American nation. дальше »
2025-1-4 04:00 | |
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Binance becomes first crypto exchange with broker-dealer license in Brazil
Binance, the largest crypto exchange by trading volume, has secured regulatory approval from the Central Bank of Brazil to acquire Sim;paul, a licensed broker-dealer, according to a Jan. 2 statement. дальше »
2025-1-3 17:40 | |
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Another SEC loss: Judge rejects rule targeting crypto brokers
A federal court in Texas has struck down a Securities and Exchange Commission rule that expanded the definition of a broker to include decentralized finance platforms and other crypto entities. The SEC’s broker-dealer rule, finalized in February 2024, aimed to… дальше »
2024-11-21 22:37 | |
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Crypto.com acquires Watchdog Capital in a move to the US equity market
In a strategic move to expand its presence in traditional finance, Crypto. com has acquired Watchdog Capital, LLC, a U. S. -based, broker-dealer registered with the Securities and Exchange Commission. дальше »
2024-11-1 19:50 | |
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The SEC Can’t Stop Suing Crypto Companies
Robinhood apparently made strenuous efforts to comply with the agency, even applying to become a special purpose crypto broker-dealer. The SEC is likely to sue for alleged securities violations in any case. дальше »
2024-5-7 22:27 | |
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Prometheum Taps Morgan Stanley Exec as CFO Just Before Opening Doors
Controversial crypto platform Prometheum continues to signal its seriousness about moving forward as the industry's sole U.S. special-purpose crypto broker-dealer, having now hired a chief financial officer with a Wall Street pedigree from the likes of Morgan Stanley and Goldman Sachs Group Inc. дальше »
2024-3-5 18:56 | |
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Morgan Stanley Evaluating Spot Bitcoin ETFs for Its Giant Brokerage Platform: Sources
Since spot bitcoin ETFs went live in January, chatter has increased about the imminent arrival of the big registered investment advisor (RIA) networks and broker-dealer platforms. дальше »
2024-2-29 22:25 | |
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BlackRock adjusts proposed spot Bitcoin ETF structure to allay SEC concerns
BlackRock has submitted revisions to its spot Bitcoin ETF application to the SEC in an attempt to allay the regulator’s concerns over market manipulation and broker-dealer registrations, according to meeting minutes between the asset manager and the SEC’s Division of Trading and Markets dated Nov. дальше »
2023-11-30 23:40 | |
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Crypto exchange Kraken plans move into US stock trading: Report
The firm reportedly acquired a broker-dealer license from the U.S. Financial Industry Regulatory Authority as part of the expansion plan. дальше »
2023-9-28 23:12 | |
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Nomura Bank’s Laser Digital receives approval for operations in Abu Dhabi
Key takeaways Laser Digital has become the latest digital asset firm to receive approval to operate in Abu Dhabi. The firm is owned by Japanese banking giant Nomura Bank. Laser Digital can now operate in Abu Dhabi Laser Digital, the digital assets arm of Japan’s Nomura Bank, has received in-principal approval to provide broker-dealer services […] The post Nomura Bank’s Laser Digital receives approval for operations in Abu Dhabi appeared first on CoinJournal. дальше »
2023-9-27 11:00 | |
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INX Digital to list Unicoin security token on its trading platform
INX Digital Company Inc. announces the upcoming listing of asset-backed Unicoin security token on INX.One, expanding its regulated assets portfolio. A U.S.-regulated broker-dealer, INX Digital Company divulged its plans through an official press release. Unicoin is set to join INX’s… дальше »
2023-9-20 18:51 | |
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TOKO Network secures operating licence from Dubai’s VARA
In crypto news today, TOKO Network, a Web3 fintech platform of the DLA Piper law firm, has been granted an operating licence by Dubai’s Virtual Asset Regulatory Authority (VARA). A press release from the digital asset creation platform on Monday noted that the approval allows it to operate as a broker-dealer and exchange. дальше »
2023-9-11 17:49 | |
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Lawmakers Grill SEC and FINRA on Granting SPBD License to Prometheum
US lawmakers are questioning the SEC and FINRA's decision to grant a broker-dealer license to Prometheum Ember Capital LLC, citing concerns about the firm's track record and potential national security risks. дальше »
2023-8-16 05:40 | |
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Republican members of Congress demand information on Prometheum approval from FINRA, SEC
Financial Services Republicans, led by Chairman Patrick McHenry (NC-10), are inquiring with regulatory agencies regarding the recent approval of Prometheum Ember Capital LLC as a distinct broker-dealer for digital assets. дальше »
2023-8-16 00:20 | |
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Republican Lawmakers Demand Gensler Tell Them How Prometheum Got SEC Approval
Republicans on the U.S. congressional committee that oversees the Securities and Exchange Commission (SEC) are demanding agency Chair Gary Gensler explain how Prometheum Inc. won its unique approval as a broker-dealer for crypto. дальше »
2023-8-15 22:06 | |
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Blockchain Association calls for investigation into Prometheum over alleged ‘sweetheart’ SEC deal
The group raised concerns over Prometheum’s changing position on crypto regulatory clarity and under what circumstances the firm obtained a special purpose broker-dealer license. дальше »
2023-7-12 19:37 | |
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Prometheum, a SEC-registered broker-dealer, sets Twitter ablaze with speculation: here’s what you need to know
Crypto firm Prometheum’s co-founder and co-CEO Aaron Kaplan testified before the U. S. Financial Services House Committee on June 13 The “full-service market” crypto brokerage gained the spotlight after Kaplan took a pro-SEC stance in his testimony, in stark contrast to the majority of industry leaders. дальше »
2023-6-16 20:34 | |
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New York bans CoinEx exchange, seizes $1.7M in crypto assets
CoinEx was shut down for failing to register as a broker-dealer and for "falsely representing itself as a crypto exchange," the NYAG said. дальше »
2023-6-15 18:34 | |
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SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players
The Prometheum team allegedly includes former staff at the NYSE, FINRA (the Financial Industry Regulatory Authority), and the SEC. The post SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players appeared first on BeInCrypto. дальше »
2023-6-15 09:12 | |
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SEC sues Coinbase: Will these tokens get caught in the crossfire?
US SEC has taken action against Coinbase, a day after it sued Binance The commission claimed that the exchange violated securities law by acting as an unregistered broker-dealer The United SThe post SEC sues Coinbase: Will these tokens get caught in the crossfire? appeared first on AMBCrypto. дальше »
2023-6-7 22:55 | |
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Prometheum becomes first crypto company to be approved by SEC, FINRA as special-purpose broker-dealer
New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U. S. SEC and FINRA as a special-purpose broker-dealer. Prometheum Inc. дальше »
2023-5-24 22:33 | |
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SEC targets Bittrex for non-compliance
The Bittrex cryptocurrency exchange has received a Wells Notice from the US Securities and Exchange Commission (SEC), claiming it has not registered as a clearinghouse, broker-dealer, or exchange. The crypto community is distressed as the SEC approaches Bittrex, one of… дальше »
2023-4-17 13:02 | |
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Ethereum price prediction: NYAG labels ETH a security in KuCoin lawsuit
Ethereum price prediction after markets dump on multiple negative news. The New York Attorney has sued KuCoin for selling unregistered securities and not registering as a broker-dealer. Ethereum price could flip even lower if bulls fail to consolidate above $1,400. дальше »
2023-3-11 18:37 | |
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CoinEx sued by NYAG for failing to register in the state
Hong Kong-based crypto exchange CoinEx is facing a lawsuit from New York Attorney General Letitia James, who accuses the firm of falsely presenting itself as an exchange by not registering as a securities and commodities broker-dealer in the state. дальше »
2023-2-24 16:19 | |
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NY Attorney General Sues Crypto Exchange CoinEx, Alleges AMP, LBC, LUNA and RLY Tokens Are Securities
The New York State Attorney General's office sued crypto exchange CoinEx, arguing it was an unregistered securities broker and commodity broker-dealer under state law. дальше »
2023-2-23 01:40 | |
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US court dismisses claim Coinbase sold unregistered securities
A US judge has dismissed a lawsuit that alleged the crypto exchange Coinbase Global Inc (NASDAQ: COIN) sold unregistered securities, Reuters reported. The class action lawsuit, filed in 2021, also claimed that Coinbase had not registered as a broker-dealer with the US Securities and Exchange Commission (SEC). дальше »
2023-2-3 18:18 | |
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BlockFi fined $943,000 for not registering securities in Iowa; to pay $100M in settlement
Cryptocurrency trading and lending platform BlockFi has been fined $943,000 by the Iowa Insurance Division for failing to register securities in the state and offering and selling securities in Iowa without being registered as a broker-dealer or agent, according to a June 14 press release. дальше »
2022-6-15 20:00 | |
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BNB price drops as the US Securities and Exchange Commission probe Binance.US
The SEC is probing Zhao’s ownership stakes of market makers on Binance. US and whether the exchange has conducted broker-dealer activities. This has led to an extended drop in the BNB price. дальше »
2022-6-10 20:30 | |
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Nexo acquires stake in Texture Capital
Nexo, a leading regulated institution for digital assets, has acquired a stake in Texture Capital Holdings Corp. , parent company of Texture Capital, Financial Industry Regulatory Authority (FINRA) member and SEC-registered broker-dealer, Invezz learned from a press release. дальше »
2021-11-10 18:23 | |
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ABN AMRO Clearing to Join Paxos Settlement Service for Settling US Securities Trades
Paxos, the first regulated blockchain infrastructure platform, today announced ABN AMRO will become the sixth broker-dealer client to join the Paxos Settlement Service. Paxos Settlement Service is a... дальше »
2021-9-20 19:33 | |
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Figure Securities Becomes SEC-Registered Alternative Trading System
Figure Technologies Inc. announced today that its subsidiary, Figure Securities Inc., has become a FINRA-approved broker-dealer. The post Figure Securities Becomes SEC-Registered Alternative Trading System appeared first on BeInCrypto. дальше »
2021-5-13 21:49 | |
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