US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval

2023-8-16 22:54

Members of the House Financial Services Committee questioned the “timing and circumstances” of FINRA approving Prometheum’s special purpose broker-dealer license in May.

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prometheum broker-dealer finra circumstances timing questioned approving

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Источник: cointelegraph.com

prometheum broker-dealer → Результатов: 7

Lawmakers Grill SEC and FINRA on Granting SPBD License to Prometheum

US lawmakers are questioning the SEC and FINRA's decision to grant a broker-dealer license to Prometheum Ember Capital LLC, citing concerns about the firm's track record and potential national security risks.

2023-8-16 05:40
sec lawmakers license prometheum finra risks concerns

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Republican members of Congress demand information on Prometheum approval from FINRA, SEC

Financial Services Republicans, led by Chairman Patrick McHenry (NC-10), are inquiring with regulatory agencies regarding the recent approval of Prometheum Ember Capital LLC as a distinct broker-dealer for digital assets.

2023-8-16 00:20	Regulation
prometheum approval recent regarding agencies inquiring regulatory

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Republican Lawmakers Demand Gensler Tell Them How Prometheum Got SEC Approval

Republicans on the U.S. congressional committee that oversees the Securities and Exchange Commission (SEC) are demanding agency Chair Gary Gensler explain how Prometheum Inc. won its unique approval as a broker-dealer for crypto.

2023-8-15 22:06
prometheum sec approval gensler gary explain chair

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Blockchain Association calls for investigation into Prometheum over alleged ‘sweetheart’ SEC deal

The group raised concerns over Prometheum’s changing position on crypto regulatory clarity and under what circumstances the firm obtained a special purpose broker-dealer license.

2023-7-12 19:37
prometheum under crypto regulatory clarity firm broker-dealer

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Prometheum, a SEC-registered broker-dealer, sets Twitter ablaze with speculation: here’s what you need to know

Crypto firm Prometheum’s co-founder and co-CEO Aaron Kaplan testified before the U. S. Financial Services House Committee on June 13 The “full-service market” crypto brokerage gained the spotlight after Kaplan took a pro-SEC stance in his testimony, in stark contrast to the majority of industry leaders.

2023-6-16 20:34	Regulation
crypto kaplan prometheum gained june brokerage spotlight

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SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players

The Prometheum team allegedly includes former staff at the NYSE, FINRA (the Financial Industry Regulatory Authority), and the SEC. The post SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players appeared first on BeInCrypto.

2023-6-15 09:12
sec prometheum major crackdown players crypto broker-dealer

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Prometheum becomes first crypto company to be approved by SEC, FINRA as special-purpose broker-dealer

New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U. S. SEC and FINRA as a special-purpose broker-dealer. Prometheum Inc.

2023-5-24 22:33	Regulation
prometheum special-purpose broker-dealer finra sec company inc

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Blockchain Association calls for investigation into Prometheum over alleged ‘sweetheart’ SEC deal

The group raised concerns over Prometheum’s changing position on crypto regulatory clarity and under what circumstances the firm obtained a special purpose broker-dealer license.