Новости о Crypto Broker-dealer [ Фото новости ] [ Свежие новости ] | |
Republican Lawmakers Demand Gensler Tell Them How Prometheum Got SEC Approval
Republicans on the U.S. congressional committee that oversees the Securities and Exchange Commission (SEC) are demanding agency Chair Gary Gensler explain how Prometheum Inc. won its unique approval as a broker-dealer for crypto. дальше »
2023-8-15 22:06 | |
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Blockchain Association calls for investigation into Prometheum over alleged ‘sweetheart’ SEC deal
The group raised concerns over Prometheum’s changing position on crypto regulatory clarity and under what circumstances the firm obtained a special purpose broker-dealer license. дальше »
2023-7-12 19:37 | |
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Prometheum, a SEC-registered broker-dealer, sets Twitter ablaze with speculation: here’s what you need to know
Crypto firm Prometheum’s co-founder and co-CEO Aaron Kaplan testified before the U. S. Financial Services House Committee on June 13 The “full-service market” crypto brokerage gained the spotlight after Kaplan took a pro-SEC stance in his testimony, in stark contrast to the majority of industry leaders. дальше »
2023-6-16 20:34 | |
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New York bans CoinEx exchange, seizes $1.7M in crypto assets
CoinEx was shut down for failing to register as a broker-dealer and for "falsely representing itself as a crypto exchange," the NYAG said. дальше »
2023-6-15 18:34 | |
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SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players
The Prometheum team allegedly includes former staff at the NYSE, FINRA (the Financial Industry Regulatory Authority), and the SEC. The post SEC Hands Prometheum Broker-Dealer Approval Amid Harsh Crackdown on Major Crypto Players appeared first on BeInCrypto. дальше »
2023-6-15 09:12 | |
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Prometheum becomes first crypto company to be approved by SEC, FINRA as special-purpose broker-dealer
New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U. S. SEC and FINRA as a special-purpose broker-dealer. Prometheum Inc. дальше »
2023-5-24 22:33 | |
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SEC targets Bittrex for non-compliance
The Bittrex cryptocurrency exchange has received a Wells Notice from the US Securities and Exchange Commission (SEC), claiming it has not registered as a clearinghouse, broker-dealer, or exchange. The crypto community is distressed as the SEC approaches Bittrex, one of… дальше »
2023-4-17 13:02 | |
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CoinEx sued by NYAG for failing to register in the state
Hong Kong-based crypto exchange CoinEx is facing a lawsuit from New York Attorney General Letitia James, who accuses the firm of falsely presenting itself as an exchange by not registering as a securities and commodities broker-dealer in the state. дальше »
2023-2-24 16:19 | |
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NY Attorney General Sues Crypto Exchange CoinEx, Alleges AMP, LBC, LUNA and RLY Tokens Are Securities
The New York State Attorney General's office sued crypto exchange CoinEx, arguing it was an unregistered securities broker and commodity broker-dealer under state law. дальше »
2023-2-23 01:40 | |
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US court dismisses claim Coinbase sold unregistered securities
A US judge has dismissed a lawsuit that alleged the crypto exchange Coinbase Global Inc (NASDAQ: COIN) sold unregistered securities, Reuters reported. The class action lawsuit, filed in 2021, also claimed that Coinbase had not registered as a broker-dealer with the US Securities and Exchange Commission (SEC). дальше »
2023-2-3 18:18 | |
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Overstock’s tZERO seeking a broker-dealer license from U.S Authorities
tZERO aims at securing the broker-dealer license to allow for trading of security tokens and other traditional stocks. Overstock was one of the earliest adopters of Bitcoin, and now its tZERO wants to push that further through the tZERO Crypto App. дальше »
2020-5-2 18:47 | |
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BitGo Acquires Security Token Platform Harbor to Expand Its Services
Coinspeaker BitGo Acquires Security Token Platform Harbor to Expand Its ServicesWith the Harbor acquisition, BitGo becomes the first firm in the crypto space wherein a single company holds broker-dealer, transfer agent, and qualified custodian licenses. дальше »
2020-2-19 12:56 | |
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Voyager and Avant-Garde Form New Partnership to Offer Zero-Commission Crypto Trading Services
The Canadian cryptocurrency asset broker Voyager Digital and Avant-Garde Trading Securities have formed a new partnership and are engaged to offer their broker-dealer clients from the US the option to trade crypto assets without being charged a commission. дальше »
2019-11-26 01:44 | |
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FINRA-Licensed Broker-Dealer Welcomes Smartlands To America
It ain’t easy moving to America these days, but Smartlands is bucking border-tightening trends with its latest announcement. The UK-based project, launched in 2017 on the Stellar (XLM) network, is setting up house across the pond, following the signing of a cooperative agreement with IIP Securities. дальше »
2019-10-13 22:12 | |
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Elite Mining INC Partners with Broker-Dealer Entoro for Their Security Token Offering
Elite Mining Inc is happy to announce Entoro Capital (Entoro) as its official broker-dealer partner for its for its Series A equity funding round through a Digital Security Offering. Elite Mining is a Washington state based crypto mining operation that has been operating since early 2018. дальше »
2019-8-9 14:55 | |
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US Capital Global Commits $10 Million to a Crypto Fund
San Francisco-based US Capital Global Securities is dipping its toes into the world of cryptocurrencies and blockchain. The FINRA-licensed broker-dealer company on Monday announced that it is committing $10 million to NYCQ Fund LP, a private digital venture capital fund launched by CityBlock Capital. дальше »
2019-7-29 17:00 | |
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Regulators Give Thumbs Up To Non-Custodial Exchanges
Cryptocurrency exchanges are navigating uncharted waters, but new regulatory guidelines could help these businesses reach land. The two leading U. S. regulators, the SEC and Financial Industry Regulatory Authority (FINRA), have released a joint statement on broker-dealer obligations for digital assets, clarifying some of the rules that apply to cryptocurrency exchanges. дальше »
2019-7-10 20:26 | |
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Gemini Set to Trade Crypto Securities, Applies for Broker License from FINRA
Coinspeaker Gemini Set to Trade Crypto Securities, Applies for Broker License from FINRAGemini, the Winklevoss brother owned cryptocurrency company, has recently applied for a FINRA broker-dealer license. дальше »
2019-7-3 10:42 | |
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Winklevoss-Backed Gemini Exchange Applies For Broker-Dealer License For Crypto Security Trading
Being established and headed up by the well known Winklevoss twins – Gemini is gearing up to apply for its own license to operate as a broker and dealer from the United States' Financial Industry Regulatory Authority (FINRA), according to news sources this week. дальше »
2019-7-3 00:28 | |
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Jamaica’s National Stock Exchange Will Pilot Bitcoin and Ethereum Trading
By CCN. com: In a further sign of the blurring of the lines between crypto and mainstream assets, it will soon be possible to trade bitcoin on the Jamaica Stock Exchange (JSE). The exchange which was founded five decades ago has inked an agreement with Canadian fintech firm Blockchain that will ‘enable live trading of digital assets and security tokens in a regulated and secured environment’, according to a statement. дальше »
2019-4-4 15:07 | |
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Why Bitcoin’s Forecast is Finally Turning Bullish, Expect a Bitcoin Price Rise
The price of bitcoin is still hovering below the $3,500 mark and volatility seems to be dying fast. Is it strange, then, that SFOX‘ report (a cryptocurrency prime dealer for large-scale investors) places the Crypto market at ‘mildly bullish’ entering February? This is a couple of notches up from its ‘mildly bearish’ tag last month. дальше »
2019-2-9 14:38 | |
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SFOX Cryptocurrency Broker Believes The Market Is Turning Bullish In February
Cryptocurrency Broker Believes The Market Is Turning Bullish In February Cryptocurrency enthusiasts are waiting for the virtual currency market to turn bullish as soon as possible. The last year was not positive in terms of price action for digital assets, thus affecting the overall market. дальше »
2019-2-8 01:59 | |
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Stock Exchange of Thailand Unveils Plan to Enter the Crypto Space
The Stock Exchange of Thailand is reportedly planning to launch a cryptocurrency exchange. The securities companies that are members of the exchange will also apply for cryptocurrency broker-dealer licenses with the country’s regulator. дальше »
2019-1-18 11:32 | |
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Thailand Issues 4 Crypto Licenses, Rejects 2 Exchanges
Thailand has officially granted licenses to three cryptocurrency exchanges and one broker-dealer. Two exchanges have been rejected and one is still being reviewed. These seven companies have been temporarily allowed to operate in the country. дальше »
2019-1-10 15:20 | |
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Thailand Issues 4 Cryptocurrency Licenses, Rejects 2 Exchanges
Thailand has officially granted licenses to three cryptocurrency exchanges and one broker-dealer. Two exchanges have been rejected and one is still being reviewed. These seven companies have been temporarily allowed to operate in the country. дальше »
2019-1-9 15:20 | |
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How Circle Made Bold Steps Into the Cryptocurrency Sector Which No One Understood
Most companies talk about “staying ahead of the loop,” but only a few know how to bring the phrase to fruition. Circle is one of the crypto companies that have been making extremely long bets on cryptocurrencies, which are slowly proving to be correct. дальше »
2018-10-18 17:31 | |
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SEC Obtains Emergency Court Order to Halt Questionable ICO
The U. S. Securities and Exchange Commission (SEC) has obtained an emergency court order issuing the stoppage of a recently planned initial coin offering (ICO) by Blockvest LLC and its founder Reginald Buddy Ringgold III, who falsely advertised that the token sale was approved by the SEC. дальше »
2018-10-12 01:12 | |
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Circle Poised to Acquire Equity Crowdfunding Platform SeedInvest
Cryptocurrency startup Circle is venturing deeper into crypto trading. The Boston-based company is now ready to buy equity crowdfunding firm SeedInvest. If approved by regulators, the move could allow Circle to help match investors with fledgling companies trying to raise money via initial coin offerings (ICOs). дальше »
2018-10-6 20:54 | |
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Circle announces acquisition of broker-dealer and leading equity crowdfunding platform SeedInvest
Circle has signed a definitive agreement to acquire SeedInvest, an equity crowdfunding industry leader and an SEC and FINRA registered Broker-Dealer. This acquisition will accelerate our strategy of delivering a token marketplace that enables businesses and individuals to raise capital and interact with investors using open crypto rails and infrastructure. дальше »
2018-10-6 18:00 | |
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Crypto Exchange Poloniex Dumps Eight Underperforming Coins
Cryptocurrency exchange Poloniex is delisting eight coins: BitcoinDark (BTCD), Bitmark (BTM), Einsteinium, (EMC2), Gridcoin (GRC), NeosCoin (NEOS), PotCoin (POT), VeriCoin (VRC) and BitcoinPlus (XBC). дальше »
2018-9-20 01:10 | |
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Cryptocurrency Exchange OKCoin Expands U.S. Offerings with Five New Coins
Following a successful launch in California only a few months ago, the U. S. branch of cryptocurrency exchange OKCoin is adding five new coins to its listings. Those coins include Ripple (XRP), Cardano (ADA), Stellar lumens (XLM), Zcash (ZEC) and 0x (ZRX). дальше »
2018-9-20 16:49 | |
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Two-for-One: SEC Slaps Crypto Hedge Fund, Broker With Registration Failures
In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission (SEC) is charging two entities with registration failures. дальше »
2018-9-12 23:36 | |
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