Новости о Broker Unregistered [ Фото новости ] [ Свежие новости ] | |
SEC Sues Coinbase For Acting as Unregistered Broker: Reports
The US Securities and Exchange Commission (SEC) has sued Coinbase for acting as an unregistered broker. The SEC alleges that Coinbase merged three functions of a broker, exchange, and clearing agency under a single umbrella and operated as an unregistered broker since 2019. дальше »
2023-6-6 15:21 | |
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SEC’s crackdown on Bittrex part of larger crypto industry purge, claims exchange
Seattle-based cryptocurrency exchange Bittrex has issued a formal response to the recent lawsuit filed by the US Securities and Exchange Commission (SEC), in which the agency accused Bittrex of running an unregistered securities exchange, broker, and clearing agency. дальше »
2023-4-18 00:52 | |
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CFTC sues Binance and CEO: what does this mean for AltSignals?
The United States Commodity Futures Trading Commission (CFTC) sued Binance, its CEO Changpeng Zhao and CCO Samuel Lim on Monday, as reported by Invezz. The commission accused the popular cryptocurrency broker of knowingly offering unregistered crypto derivatives products in the United States, which is against federal law. дальше »
2023-3-31 18:37 | |
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Cryptocurrency platform CoinEx sued by New York for offering 'security' tokens
The New York State Attorney General's office filed a lawsuit against CoinEx on 22 February, claiming that it is an unregistered broker. CoinEx did not register with the SEC, the CFTC, or New YoThe post Cryptocurrency platform CoinEx sued by New York for offering 'security' tokens appeared first on AMBCrypto. дальше »
2023-2-23 15:00 | |
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NY Attorney General Sues Crypto Exchange CoinEx, Alleges AMP, LBC, LUNA and RLY Tokens Are Securities
The New York State Attorney General's office sued crypto exchange CoinEx, arguing it was an unregistered securities broker and commodity broker-dealer under state law. дальше »
2023-2-23 01:40 | |
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United States SEC Wins $16M Case Again ICOBox
The ICOBox platform received a court decision in absentia, after failing to defend its side against the accusations of the US Securities and Exchange Commission (SEC). ICOBox Investigated for Aggressive Token Promotion ICOBox was sentenced to repaying $16M for acting as an unregistered broker. дальше »
2020-3-7 17:00 | |
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U.S. SEC Hammer Down Crowdfunding Platform ICOBox
ICOBox, an initial coin offering project (ICO) that raised a whopping $14. 6 million from the sale of its native altcoin in 2017, has been dragged to court by the United States Securities and Exchange Commission (SEC) for selling unregistered securities and functioning as a broker without obtaining the relevant licenses, according to a press releaseRead MoreRead More. дальше »
2019-9-20 17:00 | |
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Unauthorized Bitcoin Broker ‘Crypto Capitals’ Gets Called Out by FINMA Swiss Regulator
It can be said that the Crypto Wild West is certainly over. While some people may argue that the market remains mostly unregulated, most people would definitely agree that there is no space to unregistered companies that work outside of the boundaries of the law right now. дальше »
2019-2-27 05:35 | |
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“Guidance by Enforcement”: How the SEC Is Slowly Shaping ICO Regulation
On November 27, 2018, a California judge turned back the SEC’s request for an injunction against token company BlockVest, a company the U. S. Securities and Exchange Commission (SEC) is pursuing for allegedly conducting an unregistered securities offering. дальше »
2018-12-1 22:36 | |
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FINRA Issues Its First Crypto Disciplinary Action
The U. S. Financial Industry Regulatory Authority has taken its first disciplinary action involving cryptocurrencies. The authority charges a broker with fraudulent and unlawful distribution of unregistered crypto securities. дальше »
2018-9-13 08:10 | |
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Two-for-One: SEC Slaps Crypto Hedge Fund, Broker With Registration Failures
In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission (SEC) is charging two entities with registration failures. дальше »
2018-9-12 23:36 | |
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A New Precedent: FINRA Charges Crypto Broker With Securities Fraud
The Financial Industry Regulatory Authority (FINRA), a non-profit watchdog for public brokerage firms in the U. S. , has had its first run-in with the cryptocurrency industry. дальше »
2018-9-12 21:15 | |
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