2022-6-16 20:00 |
“Anybody who is getting laid off from a crypto platform and wants to work for FINRA, give me a call," said president and CEO Robert Cook.
Similar to Notcoin - TapSwap on Solana Airdrops In 2024
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Financial Industry Regulatory Authority (FINRA) CEO Robert Cook talked about the agency’s direction towards the crypto market to understand and monitor cryptocurrencies and said that people recently laid off from crypto companies were welcome to join FINRA, Reuters reported June 14.
2022-6-16 00:30 | |
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U.S. self-regulatory organization FINRA has fined and suspended an investment adviser over undeclared cryptocurrency mining activities.
2019-6-13 13:10 | |
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The U. S. Financial Industries Regulatory Authority (FINRA) has fined and suspended a former Merrill Lynch representative for cryptocurrency mining. The undeclared outside business activity is also what lost Kyung Soo Kim his job.
2019-6-13 11:15 | |
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The aggregated crypto markets have incurred some selling pressure today that has sent Ethereum’s price reeling back nearly 5%, jeopardizing the upwards momentum that the crypto has incurred over the past several weeks.
2019-5-23 19:45 | |
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To many on the outside, the blockchain industry and speculative crypto markets are one and the same, which often leads to misunderstandings. For the two entities that regulate the market, the U.
2019-4-18 22:13 | |
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After Involvement With Bitcoin Scam, FINRA Blacklists Colorado-Based Trader The Financial Industry Regulatory Authority (FINRA) regulates the brokerage firms and exchange markets as a non-governmental entity.
2019-3-26 23:22 | |
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All money handlers, something crypto exchangers too often forget they are, store highly sensitive data involving the exchange of assets and monies and were always going to be subject to government and zone regulations eventually.
2019-2-7 20:29 | |
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American crypto wallet and custodial firm BitGo has teamed up with Genesis Global Trading, a digital asset trading firm, to improve the crypto trading experience for its institutional investors.
2019-1-17 01:02 | |
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The U. S. Commodity Futures Trading Commission (CFTC) issued a press release on Friday, November 9, 2018, stating that it had fined Arizona resident Joseph Kim for perpetrating a fraudulent cryptocurrency trading scheme against his former employer and other investors.
2018-11-13 22:55 | |
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Circle has signed a definitive agreement to acquire SeedInvest, an equity crowdfunding industry leader and an SEC and FINRA registered Broker-Dealer. This acquisition will accelerate our strategy of delivering a token marketplace that enables businesses and individuals to raise capital and interact with investors using open crypto rails and infrastructure.
2018-10-6 18:00 | |
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Cryptocurrency exchange Poloniex is delisting eight coins: BitcoinDark (BTCD), Bitmark (BTM), Einsteinium, (EMC2), Gridcoin (GRC), NeosCoin (NEOS), PotCoin (POT), VeriCoin (VRC) and BitcoinPlus (XBC).
2018-9-20 01:10 | |
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The U. S. Financial Industry Regulatory Authority has taken its first disciplinary action involving cryptocurrencies. The authority charges a broker with fraudulent and unlawful distribution of unregistered crypto securities.
2018-9-13 08:10 | |
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In what it deems a first for both enforcement actions, the United States Securities and Exchange Commission (SEC) is charging two entities with registration failures.
2018-9-12 23:36 | |
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The Financial Industry Regulatory Authority (FINRA), a non-profit watchdog for public brokerage firms in the U. S. , has had its first run-in with the cryptocurrency industry.
2018-9-12 21:15 | |
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The Financial Industry Regulatory Authority (FINRA) has filed a securities fraud complaint against a cryptocurrency broker.
2018-9-11 17:44 | |
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Торговая платформа безкомиссионной торговли криптовалютами Robinhood планирует провести первичное публичное размещение акций (IPO), для чего компания на данный момент ищет нового главного финансового директора.
2018-9-10 15:17 | |
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The Financial Industry Regulatory Authority (FINRA) recently cautioned investors about ICOs that claim they’ve adopted Simple Agreements for Future Tokens (SAFT) as evidence of investment security or regulatory compliance.
2018-8-20 21:45 | |
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First of all, what is Coinbase Custody? Check it out for yourself – https://custody. coinbase. com/ According to the website, Coinbase Custody is: “Custody through a regulated, institutional broker-dealer.
2018-8-6 17:00 | |
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One of the first crypto unicorns in the space, Coinbase, has enjoyed the same volatility native to the sector it represents just this past week. Most notably, the firm announced the potential addition of five new cryptocurrencies, an odd (and apparently unnecessary) declaration regarding confirmation from the SEC and FINRA, and a tacit response from the Ripple community for not.
2018-7-23 04:00 | |
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Coinbase has officially been given the go head to be able to list digital coins which are classed as securities. Reported on July 16th, the U. S Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
2018-7-18 13:30 | |
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The big news of the day is that Coinbase has been given the green light and is now a licensed as a security broker and is no longer your general cryptocurrency. The U. S Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) has given Coinbase the go ahead to list digital coins which are considered to be a security.
2018-7-17 15:00 | |
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Комиссия по ценным бумагам и биржам США (SEC) и Агентство по регулированию деятельности финансовых институтов (FINRA) одобрили сделку по покупке брокер-дилеров Keystone Capital Corp. , Venovate Marketplace Inc.
2018-7-17 10:17 | |
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The US Financial Industry Regulatory Authority is requesting that all its member firms notify the regulator if they engage in any activity related to digital assets. This is an ongoing initiative by the regulator to ascertain the members’ involvement in the digital assets marketplace and covers the firms, their staff, and their affiliates. Making the […]
2018-7-13 19:00 | |
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An important U.S. self-regulatory agency for broker dealers is requesting information to its member firms to submit details about their cryptocurrency activities. The information has been released in a regulatory notice issued on Friday in which the Financial Industry Regulatory Authority requests information about the firms’ involvement in the crypto market. The main intention is […]
2018-7-10 10:43 | |
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The financial industry watchdog wants to know what the current and future crypto plans of its members, including the purchase of digital coins, ICO investments and mining interests.
2018-7-9 19:31 | |
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The U.S. financial self-regulatory body is asking member firms to submit every detail of their existing or future activities in cryptocurrency.
2018-7-9 11:00 | |
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On July 2, 2018, Coinbase officially launched Coinbase Custody. After accepting its first trial deposit last week, the newly introduced custodial service is up and running.
2018-7-2 20:31 | |
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Криптопроект Prometheum получил одобрение Управления по регулированию финансовой индустрии США (FINRA) на оказание услуг клиринга и расчетов с ценными бумагами. Ранее проект вызывал вопросы у некоторых представителей криптосообщества.
Robinhood has been fined by FINRA and the finance company will have to pay roughly $70 million in penalties. The company was fined for causing what was described as “widespread and significant” harm to customers.
The self-regulatory body for brokers and exchanges has quietly extended its deadline for member firms to report their crypto activity.
A Colorado-based bitcoin (BTC) trader is one of 27 individuals recently blacklisted by the United States Financial Industry Regulatory Authority (FINRA). On March 25, 2019, CNBC reports that the BTC trader was part of a $1.
Служба FINRA подала жалобу на главу криптовалютной компании Rocky Mountain Ayre, обвинив его в мошенничестве с ценными бумагами. Сообщение FINRA обвиняет брокера в мошенничестве и торговле незарегистрированной криптовалютой появились сначала на Freedman.
Price Stalls Near Key Level After reaching as high as nearly $6,900 and tallying an 18-day high over the weekend, bitcoin pared gains to trade near $6,750 Monday afternoon. Bulls and bears alike have watched bitcoin try and fail a number of times to reach $7,000 after being stuck under that level since June 10.