FINRA Fines Ex-Merrill Lynch Investment Adviser Over Crypto Mining Sideline

2019-6-13 13:10

U.S. self-regulatory organization FINRA has fined and suspended an investment adviser over undeclared cryptocurrency mining activities.

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FINRA Encourages Members To Notify Of Crypto Mining & Digital Asset Related Activities

An important U.S. self-regulatory agency for broker dealers is requesting information to its member firms to submit details about their cryptocurrency activities. The information has been released in a regulatory notice issued on Friday in which the Financial Industry Regulatory Authority requests information about the firms’ involvement in the crypto market. The main intention is […]

2018-7-10 10:43