SEC Probing Investment Advisers Over Crypto Custody: Report

2023-1-27 10:11

The United States Securities and Exchange Commission (SEC) is conducting an inquiry into registered investment advisers about whether they are following rules around custody of client crypto assets.

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custody sec advisers crypto investment whether registered

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Источник: coindesk.com

custody sec → Результатов: 69

SEC: Broker-Dealers With Custody Must Comply With Customer Protection Rule

The US SEC in a joint statement outlines factors for licensing and simultaneously giving direction on matters custody for broker dealers. The post SEC: Broker-Dealers With Custody Must Comply With Customer Protection Rule appeared first on Ethereum World News.

2019-7-12 13:00
custody sec rule protection broker-dealers customer must

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SEC Releases Update on Digital Asset Custody Findings

The U. S. SEC, with guidance from FINRA, has offered an update on the current situation of custodial solutions with broker-dealers in an official release. The update offers clarity on how custodial and non-custodial solutions are going to be treated and the various benefits and drawbacks that apply to each of these, July 8, 2019.

2019-7-10 09:00	SEC
update custodial solutions sec currentread drawbacks benefits

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Crypto Mom Bemoans 'Regulatory Escape Room' Feel for Crypto

U. S. regulators FINRA and the SEC have put out a joint statement explaining why they have yet to approve applications from crypto exchanges such as Coinbase and Gemini requesting to receive licenses to operate as broker-dealers alongside their custody services.

2019-7-10 22:45	SEC
crypto statement 039 mom regulatory bemoans room

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US SEC and FINRA Issue Statement on Crypto Custody Issues

The U.S. SEC and FINRA issued a joint statement on compliance issues for cryptocurrency custodians

2019-7-9 00:55	cybersecurity
issues finra statement sec compliance cryptocurrency joint

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SEC Chairman: Bitcoin ETF Approval Depends Upon Custody Security and Market Protections

The Securities and Exchange Commission (SEC) has been incredibly strict about what they will approve with a Bitcoin ETF. While every application has been turned away so far, much of the concern that this authority appears to have is to do with the state of the market. In a recent interview with CNBC, SEC Chairman […]

2019-6-7 05:21	Legal & Regulation
sec market etf bitcoin chairman concern authority

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SEC Chairman: Other Market Protections Needed Before Bitcoin ETF Approval

Custody and market manipulation need to be dealt with before a cryptocurrency ETF can be approved, said SEC Chairman Jay Clayton

2019-6-7 20:52	Bitcoin
etf sec chairman market dealt cryptocurrency clayton

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Kin Picks a Fight with the SEC in Hopes of Inspiring a New Howey Test

By CCN: The Kin Foundation is attempting to take crypto regulation into its own hands. In an interview with Laura Shin on the Unchained podcast, Ted Livingston, founder of the Kin Foundation and Kik CEO, unveiled the Defend Crypto fund, which is designed to “fight the SEC in court.

2019-5-29 21:10
kin sec foundation hopes fight ted livingston

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Coinbase Custody Announces Secure Storage of Kin Mainnet, Amid Debate Between SEC and Kik CEO

Coinbase Custody has had a lot of success lately, causing them to announce multiple new additions to their platform. Along with announcements of adding XYO to the network, Coinbase Custody published a blog to announce the secure storage of Kin’s mainnet.

2019-5-1 01:10
coinbase custody kin secure storage announce mainnet

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In Plain English: SEC Publishes Guidance on Tokens as Securities

The U. S. Securities and Exchange Commission (SEC) has published an investment contract framework for digital assets, which is intended to give crypto companies guidance as to whether a cryptocurrency is a security.

2019-4-4 22:02	Regulation
sec token security test guidance cryptocurrency whether

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SEC Asks For Feedback Regarding Crypto Assets Custody And Settlements For Investors

SEC Asks For Feedback Regarding Crypto Assets Custody The creation of laws by a nation’s government can either enable the growth of an industry or stifle it. This can be seen with states like Ohio accepting Cryptocurrency for tax payment and in places like China banning Cryptocurrency altogether. As such, many of these nations are […]

2019-3-19 20:48	News
like cryptocurrency custody feedback asks regarding crypto

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US SEC Solicits Feedback on Crypto Assets and Custody Rules

The US SEC is soliciting industry input as it potentially reconsiders existing custody rules for investment advisers in certain cases of crypto trading and settlement

2019-3-19 12:27	custody
rules crypto custody sec investment advisers existing

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SEC to Review NYSE Arca Bitwise Bitcoin ETF Proposal

Yet another journey to launch a bitcoin exchange-traded fund (ETF) has begun. According to a published notice, the U. S. Securities and Exchange Commission (SEC) has begun reviewing a proposed rule change for a bitcoin ETF filed by NYSE Arca and Bitwise.

2019-2-18 18:46	Regulation
sec bitcoin rule change etf proposal bitwise

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New BitGo Partnership Lets Clients Trade Crypto Directly From Cold Storage

American crypto wallet and custodial firm BitGo has teamed up with Genesis Global Trading, a digital asset trading firm, to improve the crypto trading experience for its institutional investors.

2019-1-17 01:02	Investing
bitgo trading genesis assets firm access partnership

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U.S. SEC Delays Decision on VanEck's Bitcoin ETF Until February 2019

The U. S. Securities and Exchange Commission (SEC) has postponed its decision to approve or disapprove the VanEck/SolidX bitcoin exchange-traded fund (ETF). Per an official document published by the agency, the new deadline to review the VanEck proposal has been shifted to February 27, 2019, which the regulator claims would afford it the time needed to review the potential rule change further.

2018-12-7 19:56	Regulation
sec rule change commission bitcoin vaneck proposed

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SEC Chairman Jay Clayton Reveals Why The Regulator Will Not Approve A Bitcoin ETF

Jay Clayton, the Chairman of the US Securities and Exchange Commission (SEC), mentioned at a conference in New York that it’s unlikely for regulators to approve a Bitcoin Exchange Traded Fund (ETF) anytime soon.

2018-11-29 02:00
clayton bitcoin jay etf sec exchange approve

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In Cautionary Speech, Chairman Clayton Parrots SEC’s Bitcoin ETF Concerns

Speaking at the ongoing CoinDesk's Consensus Invest conference in New York, U. S. Securities and Exchange Commission (SEC) Chairman Jay Clayton spoke on why his agency hasn’t yet approved a bitcoin exchange traded fund (ETF).

2018-11-29 21:56	Regulation
etf sec custody clayton digital manipulation market

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SEC: No Rush to Approve Crypto ETFs Due to Lingering Concerns

Speaking to reporters at conference yesterday, Securities and Exchange Commission Chairman Jay Clayton said he wanted to see better market surveillance and custody for digital currencies before being comfortable with a crypto ETF.

2018-11-28 10:53	VanEck
crypto being sec concerns lingering approve due

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SEC Chair Jay Clayton: No Bitcoin ETFs Until There Is Greater Oversight; “Assume Your ICO is a Security”

Securities Exchange Commission Chair Jay Clayton is reluctant to add digital currency ETFs, including Bitcoin ETFs, over fears of market manipulation, centralization, and custody security. Speaking at Consensus Invest in New York, Clayton said he will not support ETFs for a financial product until there are measures in place to ensure that it is free […] The post SEC Chair Jay Clayton: No Bitcoin ETFs Until There Is Greater Oversight; “Assume Your ICO is a Security” appeared first on CryptoSlate.

2018-11-28 06:43	XRP
etfs clayton chair security jay until bitcoin

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Singapore Grants RMO License for CapBridge to Operate New Security Exchange

Global private capital platform CapBridge Pte. Ltd. has garnered a license from the Monetary Authority of Singapore (MAS) to operate a security exchange known as 1exchange (also called 1X), which became operational on November 21, 2018.

2018-11-24 21:31	Investing
exchange private capbridge investors securities security companies

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New Cryptocurrency-Based ETP Arrives in Switzerland

Amun AG, a startup in Zug, Switzerland, has received a license from Swiss authorities to offer a new cryptocurrency exchange-traded product (ETP). An ETP is a blanket term to denote a security that derives its price from an underlying asset (e.

2018-11-20 02:50	Investing
etp bitcoin etn exchange exchange-traded etf investors

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“We Did This With Gold”: Could VanEck Be Bitcoin’s Best Bet for an ETF?

Gabor Gurbacs is confident that the approval of a bitcoin exchange traded fund (ETF) is inevitable. And he’s optimistic that the VanEck SolidX Bitcoin Strategy will be the first to deliver one to the world.

2018-11-17 01:42	Digital assets
bitcoin etf gold vaneck gurbacs market sec

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SEC Expands Crypto Fraud Crackdown

The Securities and Exchange Commission (SEC) is doubling down on their efforts to stamp out cryptocurrency investment fraud, according to a report by Politico published Nov. 1. Hi honeys https://t.

2018-11-7 16:00	SEC
sec fraud investment crackdown expands crypto questioning

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SEC Commissioner: Bitcoin ETF Applicants Should Focus on Liquidity, Custody, Market Surveillance

Even amid bearish market conditions, the regulatory status of crypto assets remains a hot-button topic, as global governments attempt to discern how to best approach this emerging market. Leading the charge for fair regulation is arguably the U.

2018-10-23 19:05	SEC
market sec liquidity best surveillance custody bitcoin

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Op Ed: Why Is There So Much Talk About a Bitcoin ETF?

An exchange-traded bitcoin fund (ETF) would signal greater acceptance of bitcoin as a mainstreet investment, while also making it much easier for both institutional and retail investors to get involved.

2018-10-6 01:07	Op-ed
bitcoin etf sec investors proposal solidx trust

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SEC and Institutional Investor Backing: A Question of Custody

One of the last major hurdles to the widespread institutional adoption of cryptocurrency is the issue of custody — where to securely store all those high-paying clients’ assets. Fortunately, several companies are currently working on a solution to this piece of the puzzle.

2018-9-15 13:00
question custody institutional sec backing investor considered

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U.S. Investors Can Now Buy a Bitcoin Exchange-Traded Note

American investors can now invest in bitcoin Exchange Traded Funds (ETF) through an Exchange-Traded Note (ETN) called Bitcoin Tracker One on the Nasdaq Stockholm Exchange in Sweden, per a Bloomberg report.

2018-8-16 22:09	Adoption & community
crypto investors bitcoin american etf market swedish

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Former SEC Lawyer Comments On Bitcoin ETF Decision Delay As Markets, Regulators Focuse On Crypto Custody

The US SEC announced yesterday that it would delay a decision on a proposed bitcoin ETF. The ruling, which will now be pushed back to September, will constitute a serious milestone on the path toward listing a bitcoin ETF while the topic of Bitcoin Custody and securing crypto holdings is also newsworthy. Q2 hedge […]

2018-8-9 09:30	News
bitcoin etf crypto custody delay sec decision

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Goldman Sachs Could Have a Crypto Custody Service in the Works

One of the world’s largest investment banks may soon bring cryptocurrencies into its trillion-dollar investment fold. Goldman Sachs is allegedly devising a cryptocurrency custody service, individuals familiar with the matter told Bloomberg.

2018-8-7 20:57	Investing
services goldman investment cryptocurrency sachs offering custody

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Bitcoin ETF Rejection Sparks Firm’s Public Protest

Smarting from its bitcoin exchange traded fund (ETF) denial by the United States Securities and Exchange Commission (SEC), Van Eck is pushing back in a formal letter of protest. A public response published on the SEC’s site methodically addresses each concern the regulator used in its rejection: valuation, liquidity, custody, arbitrage, and manipulation.

2018-7-31 01:15
bitcoin public rejection etf protest sec exchange

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Bitcoin ETF Hopeful VanEck Responds To SEC’s Concerns: Liquidity, Custody & Manipulation Risks

The U. S. Securities and Exchange Commission (SEC) has again rejected Tyler and Cameron Winklevoss’ application for a Bitcoin exchange-traded fund (ETF). The first rejection came in February 2017, with the SEC citing the largely unregulated nature of the BTC markets.

2018-7-30 15:53	News
sec application winklevoss bitcoin rejection etf did

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Coinbase Reportedly Secures $20 Billion Hedge Fund Through Its Prime Brokerage Services

Coinbase has reportedly attracted a $20 bln hedge fund on its custody service, shortly after denying its own report of being approved for trading securities by the SEC

2018-7-21 22:44	Government
coinbase fund hedge reportedly being report approved

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Bitcoin above $10k or below $5k by August depends on one thing

Bitcoin has been playing around in range of 6000$- 7000$ since last few months. After the Coinbase announcement to start accepting custody fund from Big Pocket investors, we have begun to seeing good trading volume increase on exchanges.

2018-7-14 19:57
bitcoin below 10k one thing august above

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Bitcoin Magazine’s Week in Review: Exchanges, Altcoins and Allegations

Coinbase continues to grow with their new high-end investment product Coinbase Custody, while Binance had to run a system update following some issues with its Syscoin wallet API.

2018-7-7 23:19
bitcoin syscoin another sec ripple coinbase offering

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Партнера Coinbase уличили в недобросовестной работе

Компанию Electronic Transaction Clearing (ETC), которая является партнером криптобиржи Coinbase по проекту Coinbase Custody, уличили в недобросовестной работе — использовании не по назначению средств клиентов.

2018-7-5 16:48	SEC
coinbase работе недобросовестной уличили партнера custody получать

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Coinbase Custody Has Skeletons in Its Closet – Partner Faced SEC Charges From 2015

Securities firm and broker Electronic Transaction Clearing (ETC) was recently announced as a partner of Coinbase for its new Coinbase Custody service, which will provide secure storage arrangements for cryptocurrencies.

2018-7-4 02:13	Events
coinbase partner sec 2015 charges custody etc

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Coinbase Custody broker-dealer previously charged with putting customer assets at risk

Coinbase’s new solution for institutional investors launched yesterday to great fanfare. It offers solutions for long-awaited institutional money to flow into the market. Electronic Transaction Clearing [ETC], the registered broker-dealer through which Coinbase aims to conduct transactions, was charged by the US Securities and Exchanges Commission [SEC], earlier this year. The charges against it were […]

2018-7-4 00:58	News
coinbase institutional charged broker-dealer transactions etc registered

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Canadian Province Asks QuadrigaCX Co-Founder to Explain His Wealth in New Order

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U.S. CBDC Is Unlikely in the Near Term: Bank of America

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India's Controversial Crypto Tax Should Be Cut After Failing to Achieve Aims, Think Tank Urges

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U.S. Crypto Regulatory Fog Keeps Standard Chartered Rooted in UAE, Asia

Standard Chartered chose Dubai to launch crypto services from. However, reading between the lines, almost anywhere is preferable to the U.S. – that’s the message coming from banks and large institutions.

EU Formally Agrees on New Crypto Tax Data Sharing Rules

The finalized rules, set to be published in the EU's official journal, force crypto firms to report on customers' holdings to be shared between tax authorities.

Binance Japan Starts Onboarding Users

Two years earlier, the exchange was warned by Japanese regulators that it was operating in the country without permission.

2018-7-12 19:15	криптовалюта
coinbase биткоина популярность курсом приложения упала вместе

2023-1-27 10:11

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