SEC: Broker-dealers holding security tokens won't be subject to enforcement action for 5 years

2020-12-24 21:34

United States Securities and Exchange Commission (SEC) today issued a statement and requested for comment on the issue of “custody of digital asset securities by broker-dealers.”  The federal ageThe post SEC: Broker-dealers holding security tokens won't be subject to enforcement action for 5 years appeared first on AMBCrypto. origin »

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As Crypto Custodian Approval Endures Delays, SEC and FINRA Issue a Statement to Explain

The Securities and Exchange Commission (SEC) has continually denied crypto-related endeavors to get exchange traded funds and broker-dealers in the crypto industry approved. However, to help the public gain a better understanding, the SEC and the Financial Industry Regulatory Authority (FINRA) have made a joint statement, explaining why there are many concerns that need to […]

2019-7-9 03:55


Ôîòî:

SEC Charges ‘ICO Superstore,’ Digital Hedge Fund Manager with Registration Failures

The U. S. Securities and Exchange Commission is charging two crypto-related entities with registration failures, in what it considers a first for both enforcement actions. TokenLot Hit with Unregistered Broker-Dealers The first to be hit with charges is Michigan-based TokenLot, a self-described “ICO Superstore,” and its owners–Lenny Kugel and Eli Lewitt.

2018-9-12 13:00


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