FINRA and SEC Frustrating U.S Crypto Startups

FINRA and SEC Frustrating U.S Crypto Startups
фото показано с : btcmanager.com

2019-6-19 21:00

The Financial Industry Regulatory Authority (FINRA), a non-governmental and self-regulatory organization (SRO) in charge of regulating member brokerage firms, has been reluctant to approve the application of nearly 40 firms looking to offer crypto-related services in the region.

Some insider sources have revealed that FINRA’s inaction stems from the fact that the United States SecuritiesRead MoreRead More. The post by Ogwu Osaemezu Emmanuel appeared first on BTCManager, Bitcoin, Blockchain & Cryptocurrency News\.

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Источник: btcmanager.com

finra firms → Результатов: 9


Фото:

Up To 40 Broker-Dealer Applications Wait For Approval From FINRA

With some broker-dealer applications stuck in regulatory limbo for up to 14 months, firms ready to launch their regulated blockchain products in the US have been forced to wait while the Financial Industry Regulatory Authority and the Securities and Exchange Commission deal with the "complex issues" present in the regulation of digital assets.

2019-6-17 18:56


Фото:

FINRA Targets Cryptocurrency Firm Marketing HempCoins for Selling Unregistered Securities

Financial regulators in the United States are now taking steps to ensure that firms engaged in cryptocurrency-related activities operate within the confines of the law. In a recent move, the Financial Industry Regulatory Authority (FINRA) is accusing Rocky Mountain Ayre President Timothy Tilton Ayre of selling unregistered securities in connection with the company’s sale of […] FINRA Targets Cryptocurrency Firm Marketing HempCoins for Selling Unregistered Securities was originally found on [blokt] - Blockchain, Bitcoin & Cryptocurrency News.

2018-9-17 13:24


FINRA Encourages Members To Notify Of Crypto Mining & Digital Asset Related Activities

An important U.S. self-regulatory agency for broker dealers is requesting information to its member firms to submit details about their cryptocurrency activities. The information has been released in a regulatory notice issued on Friday in which the Financial Industry Regulatory Authority requests information about the firms’ involvement in the crypto market. The main intention is […]

2018-7-10 10:43


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